-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M99ArYMu5PhgLvNOjFNOfLxQnC/PwwYz3yPx1oCe8zGtEaD72A+PCcDX6/GBGD05 bqNT6hli1WhhNKtwUjBpeg== 0001017951-02-000205.txt : 20020916 0001017951-02-000205.hdr.sgml : 20020916 20020916133356 ACCESSION NUMBER: 0001017951-02-000205 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020916 GROUP MEMBERS: JEFFERY S. FRASER GROUP MEMBERS: ROSS C. HARTELY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NIC INC CENTRAL INDEX KEY: 0001065332 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 522077581 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-57857 FILM NUMBER: 02764621 BUSINESS ADDRESS: STREET 1: 12 CORPORATE WOODS 10975 BENSON STREET STREET 2: SUITE 390 CITY: OVERLAND PARK STATE: KS ZIP: 66210 MAIL ADDRESS: STREET 1: 12 CORPORATE WOODS 10975 BENSON STREET STREET 2: SUITE 390 CITY: OVERLAND PARK STATE: KS ZIP: 66210 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL INFORMATION CONSORTIUM INC DATE OF NAME CHANGE: 19990504 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL INFORMATION CONSORTIUM DATE OF NAME CHANGE: 19990618 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL INFORMATION CONSORTIUM VOTING TRUST CENTRAL INDEX KEY: 0001106136 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 12 CORPORATE WOODS STREET 2: 10975 BENSON STREET, SUITE 390 CITY: OVERLAND PARK STATE: KS ZIP: 66210 BUSINESS PHONE: 7852965059 SC 13D 1 d13802.txt SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 NIC Inc. (Formerly National Information Consortium, Inc.) --------------------------------------------------------- (Name of Issuer) Common Stock, no par value -------------------------- (Title of Class of Securities) 62914B 10 0 ----------- (CUSIP Number) Jeffery S. Fraser 5220 3/B Ranch Road P.O. Box 1550 Wilson, WY 83014 (307) 734-7140 --------------------------------------------- (Name, Address and Telephone number of Person Authorized to Receive Notices and Communications) August 28, 2002 --------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Subsections 240.13d-1(e), 240.13f-1(f) or 240.13d-1(g), check the following box: [ ] NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss.240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page (except any items to which the form provides a cross-reference) shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 62914B 10 0 1. Name of Reporting Person: National Information Consortium Voting Trust SS or IRS Identification No. of Above Person: IRS No. 48-6357369 2. Check the Appropriate Box if a Member of a Group:(a) (b) X - Joint Filing 3. SEC Use Only 4. Source of Funds N/A 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): N/A 6. Citizenship or Place of Organization: Delaware Number of Shares Beneficially Owned by each Reporting Persons with 7. Sole Voting Power -0- 8. Shared Voting Power 27,474,644 9. Sole Dispositive Power -0- 10. Shared Dispositive Power 27,474,644 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 27,474,644 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares: N/A 13. Percent of Class Represented by Amount in Row (11): 48.6% 14. Type of Reporting Person: 00 -2- CUSIP NO. 62914B 10 0 1. Name of Reporting Person: Jeffery S. Fraser SS or IRS Identification No. of Above Person: IRS No. ___________ 2. Check the Appropriate Box if a Member of a Group:(a) (b) X - Joint Filing 3. SEC Use Only 4. Source of Funds PF 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): N/A 6. Citizenship or Place of Organization: USA Number of Shares Beneficially Owned by each Reporting Persons with 7. Sole Voting Power -0- 8. Shared Voting Power 27,624,644 9. Sole Dispositive Power -0- 10. Shared Dispositive Power 27,624,644 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 27,624,644 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares: N/A 13. Percent of Class Represented by Amount in Row (11): 48.9% 14. Type of Reporting Person: IN -3- CUSIP NO. 62914B 10 0 1. Name of Reporting Person: Ross C. Hartley SS or IRS Identification No. of Above Person: IRS No. ___________ 2. Check the Appropriate Box if a Member of a Group:(a) (b) X - Joint Filing 3. SEC Use Only 4. Source of Funds PF 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): N/A 6. Citizenship or Place of Organization: USA Number of Shares Beneficially Owned by each Reporting Persons with 7. Sole Voting Power 150,000 8. Shared Voting Power 27,474,644 9. Sole Dispositive Power 150,000 10. Shared Dispositive Power 27,474,644 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 27,624,644 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares: N/A 13. Percent of Class Represented by Amount in Row (11): 48.9% 14. Type of Reporting Person: IN -4- ITEM 1. SECURITY AND ISSUER: Common Stock, no par value NIC Inc. (formerly National Information Consortium, Inc.) Address: 12 Corporate Woods 10975 Benson Street, Suite 390 Overland Park, KS 66210 ITEM 2. IDENTITY AND BACKGROUND: National Information Consortium Voting Trust Jeffery S. Fraser Ross C. Hartley Addresses: National Information Consortium Voting Trust 12 Corporate Woods 10975 Benson Street, Suite 390 Overland Park, KS 66210 Jeffery S. Fraser 5220 3/B Ranch Road P.O. Box 1550 Wilson, WY 83014 Ross C. Hartley 7885 Granite Ridge Road P.O. Box 477 Teton Village, WY 83025 Citizenship: See Item 6 of Cover Pages Occupations: Mr. Fraser is President and Chief Executive Officer of NIC Inc. Mr. Hartley is a retired businessman and a director of NIC Inc. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION: Mr. Fraser purchased 150,000 shares of NIC Inc. for $254,869. Mr. Fraser used his personal funds in making these purchases. Mr. Hartley purchased 150,000 shares of NIC Inc. for $260,500. Mr. Hartley used his personal funds in making these purchases. -5- ITEM 4. PURPOSE OF TRANSACTION: Mr. Fraser purchased the shares of NIC Inc. for investment. Mr. Hartley purchased the shares of NIC for investment. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER: See Item 11 of Cover Pages Number of Shares as to which such person has: (i) Sole power to vote or to direct the vote: See Item 7 of Cover Pages (ii) Shared power to vote or direct the vote: See Item 8 of Cover Pages (iii)Sole power to dispose or to direct the disposition of: See Item 9 of Cover Pages (iv) Shared power to dispose or to direct the disposition of: See Item 10 of Cover Pages The following transactions have occurred within the past 60 days or since the most recent filing of Schedule 13D:
Date of Type of Number Price Per How Transaction Transaction Transaction of Shares Share Was Effected ----------- ----------- --------- ----- ------------ Mr. Fraser: 8-06-02 Purchase 2,000 $1.71 Open market purchase 8-07-02 Purchase 13,500 $1.69 Open market purchase 8-07-02 Purchase 50,000 $1.70 Open market purchase 8-09-02 Purchase 5,000 $1.70 Open market purchase 8-12-02 Purchase 10,000 $1.70 Open market purchase 8-13-02 Purchase 19,500 $1.65 Open market purchase 8-28-02 Purchase 50,000 $1.72 Open market purchase Mr. Hartley: 8-07-02 Purchase 100,000 $1.74 Open market purchase 8-08-02 Purchase 29,000 $1.73 Open market purchase 8-09-02 Purchase 21,000 $1.73 Open market purchase
No person other than the persons listed is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, any securities owned by any member of the group. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER: None. -6- ITEM 7. MATERIAL TO BE FILED AS EXHIBITS: None. NATIONAL INFORMATION CONSORTIUM VOTING TRUST Dated: September 13, 2002 By: /s/ JEFFERY S. FRASER --------------------------------- Jeffery S. Fraser, Trustee Dated: September 13, 2002 /s/ JEFFERY S. FRASER ------------------------------------ Jeffery S. Fraser Dated: September 14, 2002 /s/ ROSS C. HARTLEY ------------------------------------ Ross C. Hartley -7- EXHIBIT 1 to SCHEDULE 13D JOINT FILING STATEMENT PURSUANT TO RULE 13d-1(k)(1) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein, but shall not be responsible for the completeness and accuracy of the information concerning the other entities or persons, except to the extent that he or it knows or has reason to believe that such information is accurate. NATIONAL INFORMATION CONSORTIUM VOTING TRUST Dated: September 13, 2002 By: /s/ JEFFERY S. FRASER --------------------------------- Jeffery S. Fraser, Trustee Dated: September 13, 2002 /s/ JEFFERY S. FRASER ------------------------------------ Jeffery S. Fraser Dated: September 14, 2002 /s/ ROSS C. HARTLEY ------------------------------------ Ross C. Hartley -----END PRIVACY-ENHANCED MESSAGE-----